In 2014, IIUSA established a Compliance Committee, one of eight IIUSA committees which meet on a monthly basis to advance association initiatives of strategic importance. The mission of the Compliance Committee is to “proactively seek out market intelligence to inform IIUSA of current trend drivers, while contributing to market transparency by making potentially aggrieved parties aware of IIUSA’s industry code of ethics policies and enforcement processes to address unethical behavior in the marketplace.”
Filing an Ethics Complaint with IIUSA
IIUSA’s encourages all members to read the Best Practices and Code of Conduct to learn about IIUSA’s complaint and disciplinary process. If you believe you have seen or experienced behavior in the EB-5 industry, use this form to submit a complaint to IIUSA.
Best Practices
- Recommended Best Practices for EB-5 Regional Centers (Adopted 2013)
- Best Practices in Getting to Know Potential EB-5 Investors (Know Your Customer “KYC”) (Adopted 2007)
Code of Ethics
- Code of Ethics and Standards of Professional Conduct (Adopted 2014)
- Enforcement Procedures (Adopted 2014)
IIUSA’s Code of Ethics and Standards of Professional Conduct “Violations Complaint Procedure” is illustrated in the flow chart below (to view in PDF click here).
