Sign Up for Next Week’s IIUSA Webinar – Securities Laws & EB-5

02.20.14 | Archived

Next Webinar – Securities Laws & EB-5: Broker/Dealer Business Model & JOBS Act Updateaspyresponsor1

When: February 27, 3:00 PM EST

What is this webinar about? Securities laws continue to be an increasingly important part of EB-5 compliance. As a result, Broker-Dealers, licensed with the Financial Industry Regulatory Authority (FINRA), are becoming more involved with the EB-5 Program. The most tangible evidence of this trend is FINRA’s guidance to Broker-Dealers on the suitability rule for EB-5 related investments. Our panel of experts will discuss what this trend means for Regional Centers and other EB-5 stakeholders, and how industry participants can benefit from the trend. This webinar will also take a closer look at what we have learned from implementing the JOBS (Jumpstart Our Business Startups) Act, which is a law intended to encourage funding of U.S. small businesses by easing of various securities regulations, and provides an opportunity to advertise regulation D compliant securities offerings to the public.


tishlerJohn D Tishler – Partner in the Corporate Practice Group, Sheppard Mullin Richter & Hamption, LLP




callaghanKevin Callaghan, Principal, Aspyre Capital Group




MX-2Mike Xenick, President & CEO, InvestAmerica Capital Advisors




homeierMichael G. Homeier, Founding Shareholder, Homeier & Law, P.C. 


Webinar Registration

IIUSA Members $50, Non-Members $100. Sign up Today!

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New in 2014, IIUSA members can purchase a twelve-month “All-Access Pass” and automatically be registered for all IIUSA webinars (hosted monthly), access exclusive multimedia content inluding webinars and past presentations OnDemand, and receive industry reports for one flat fee. Purchase today!


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