On Thursday February 27th, IIUSA held its second webinar of 2014 with an in-depth discussion of securities laws and the Broker-Dealer Business Model in the EB-5 context. We had over 90 live attendees who benefited from the expert words from panelists John D Tishler – Partner in the Corporate Practice Group, Sheppard Mullin Richter & Hamption, LLP, Kevin Callaghan, Principal, Aspyre Capital Group, Mike Xenick, President & CEO, InvestAmerica Capital Advisors, and Michael G. Homeier, Founding Shareholder, Homeier & Law, P.C.
The webinar covered:
- The historical background of broker dealers in EB-5 and other developing securities markets
- Advantages of using a broker-dealer
- Past SEC/USCIS Stakeholder guidance
- FINRA guidance,
- FINRA registration process
- EB-5 due diligence
- Much More…
If you were unable to attend the webinar, don’t worry, you can still view a recording of this important web event by purchasing OnDemand. IIUSA members $75 and non-members $150.
IIUSA members can purchase a twelve-month “All-Access Pass” and be registered for the remaining 10 IIUSA webinars (hosted monthly), receive exclusive multimedia content including all previous webinar and event presentation OnDemand, and view industry reports for one flat fee. Purchase today! With questions, please contact Allen Wolff, firstname.lastname@example.org or 312-283-8167.