Next Webinar – Securities Laws & EB-5: Broker/Dealer Business Model & JOBS Act Update
When: February 27, 3:00 PM EST
What is this webinar about? Securities laws continue to be an increasingly important part of EB-5 compliance. As a result, Broker-Dealers, licensed with the Financial Industry Regulatory Authority (FINRA), are becoming more involved with the EB-5 Program. The most tangible evidence of this trend is FINRA’s guidance to Broker-Dealers on the suitability rule for EB-5 related investments. Our panel of experts will discuss what this trend means for Regional Centers and other EB-5 stakeholders, and how industry participants can benefit from the trend. This webinar will also take a closer look at what we have learned from implementing the JOBS (Jumpstart Our Business Startups) Act, which is a law intended to encourage funding of U.S. small businesses by easing of various securities regulations, and provides an opportunity to advertise regulation D compliant securities offerings to the public.
John D Tishler – Partner in the Corporate Practice Group, Sheppard Mullin Richter & Hamption, LLP
Kevin Callaghan, Principal, Aspyre Capital Group
Mike Xenick, President & CEO, InvestAmerica Capital Advisors
Michael G. Homeier, Founding Shareholder, Homeier & Law, P.C.
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